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Institutional Accounts

Overview
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Monroe has a steadily growing network of bank, mutual fund, hedge fund, and high net-worth individual accounts which invest in community banks and preferred stocks. Accounts are held at ADP Clearing & Outsourcing, A New York Stock Exchange member and a division of Automatic Data Processing Inc. (NYSE:ADP).

For more information on opening an account with Monroe please call
Craig Carlino
at
312 506-8750 or contact us at newaccount@monroesecurities.com.


SEC Rule 606 Order Routing Information

Monroe Securities Business Continuity Plan


Member of SIPC, which protects securities customers of it's members up to $500,000 (including $100,000 for claims of cash.) Explanatory brochure available upon request or at www.sipc.org.*

ADP Clearing has arranged for additional coverage to be provided by Customer Asset Protection Company, a licensed New York insurer. This coverage is in excess of the coverage provided by SIPC. For more information about this coverage, please contact us.

* Coverage does not protect against losses from changes in the market value of investments.

 

 

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