Monroe has a steadily growing network of bank, mutual fund, hedge fund, and high net-worth individual accounts which invest in community banks and preferred stocks. Accounts are held at Ridge Clearing & Outsourcing, A New York Stock Exchange member and a division of Broadridge Financial Solutions,Inc. (NYSE:BR).
For more information on opening an account with Monroe please call
Steve Schroeder at
312 506-8743 or contact us at newaccount@monroesecurities.com.
SEC Rule 605 Order Execution
Order execution data is provided here:
www.tagaudit.com
SEC Rule 606 Order Routing Information
If you are a customer of Monroe Securities and would like specific routing information on your order, please contact us.
Monroe Securities Business Continuity Plan
Member of SIPC, which protects securities customers of it's members up to $500,000 (including $100,000 for claims of cash.) Explanatory brochure available upon request or at www.sipc.org.*
ADP Clearing has arranged for additional coverage to be provided by Customer Asset Protection Company, a licensed New York insurer. This coverage is in excess of the coverage provided by SIPC. For more information about this coverage, please contact us.
* Coverage does not protect against losses from changes in the market value of investments. |
|
|
